-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MVHDhnsxGhHCJ+pO5y6sB6brOqv6Bc5DPlYe0D58rrYG5GyN2v6KXnWOmTsGzyb3 4dnyzVhwhIdmUCJO864/JA== 0000912057-00-019226.txt : 20000424 0000912057-00-019226.hdr.sgml : 20000424 ACCESSION NUMBER: 0000912057-00-019226 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000421 GROUP MEMBERS: BLAKE L. SARTINI GROUP MEMBERS: DELISE F. SARTINI GROUP MEMBERS: FERTITTA LORENZO J GROUP MEMBERS: FRANK J. FERTITTA III GROUP MEMBERS: LORENZO J. FERTITTA SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: STATION CASINOS INC CENTRAL INDEX KEY: 0000898660 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 880136443 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-48915 FILM NUMBER: 606809 BUSINESS ADDRESS: STREET 1: 2411 W. SAHARA AVE CITY: LAS VEGAS STATE: NV ZIP: 89102 BUSINESS PHONE: 7023672411 MAIL ADDRESS: STREET 1: P.O. BOX 295000 CITY: LAS VEGAS STATE: NV ZIP: 89126 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FERTITTA LORENZO J CENTRAL INDEX KEY: 0000942850 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 2960 W SHARA AVENUE CITY: LAS VEGAS STATE: NV ZIP: 89102 BUSINESS PHONE: 7022214700 MAIL ADDRESS: STREET 1: 2960 W SAHARA AVENUE CITY: LAS VEGAS STATE: NV ZIP: 89102 SC 13D/A 1 SCHEDULE13-D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* STATION CASINOS, INC. -------------------------------------------------------- (Name of Issuer) Common Stock, par value $0.01 per share -------------------------------------------------------- (Title of Class of Securities) 857689103 -------------------------------------------------------- (CUSIP Number) Frank J. Fertitta III (702) 367-2411 President and Chief 2411 W. Sahara Avenue Executive Officer Las Vegas, Nevada 89102 STATION CASINOS, INC. -------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) April 17-20, 2000 -------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box / /. NOTE: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 13 Pages CUSIP No. 857689103 13D Page 2 of 13 Pages --------- --- --- - ------------------------------------------------------------------------------- (1) Names of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons Frank J. Fertitta III ###-##-#### - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member (a) / / of a Group* (b) /x/ - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds* - ------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization United States - ------------------------------------------------------------------------------- Number of Shares (7) Sole Voting Power Beneficially Owned 6,608,838 by Each Reporting -------------------------------------------------- Person With (8) Shared Voting Power -0- -------------------------------------------------- (9) Sole Dispositive Power 6,608,838 -------------------------------------------------- (10) Shared Dispositive Power -0- - ------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 6,608,838 - ------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares* - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 15.6% - ------------------------------------------------------------------------------- (14) Type of Reporting Person* IN - ------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! CUSIP No. 857689103 13D Page 3 of 13 Pages --------- --- --- - ------------------------------------------------------------------------------- (1) Names of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons Lorenzo J. Fertitta ###-##-#### - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member (a) / / of a Group* (b) /x/ - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds* - ------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization United States - ------------------------------------------------------------------------------- Number of Shares (7) Sole Voting Power Beneficially Owned 4,271,494 by Each Reporting -------------------------------------------------- Person With (8) Shared Voting Power -0- -------------------------------------------------- (9) Sole Dispositive Power 4,271,494 -------------------------------------------------- (10) Shared Dispositive Power -0- - ------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 4,271,494 - ------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares* - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 10.6% - ------------------------------------------------------------------------------- (14) Type of Reporting Person* IN - ------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! CUSIP No. 857689103 13D Page 4 of 13 Pages --------- --- --- - ------------------------------------------------------------------------------- (1) Names of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons Blake L. Sartini ###-##-#### - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member (a) / / of a Group* (b) /x/ - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds* - ------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization United States - ------------------------------------------------------------------------------- Number of Shares (7) Sole Voting Power Beneficially Owned 830,563 by Each Reporting -------------------------------------------------- Person With (8) Shared Voting Power 4,007,422 -------------------------------------------------- (9) Sole Dispositive Power 830,563 -------------------------------------------------- (10) Shared Dispositive Power 4,007,422 - ------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 4,837,985 - ------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares* - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 11.7% - ------------------------------------------------------------------------------- (14) Type of Reporting Person* IN - ------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! CUSIP No. 857689103 13D Page 5 of 13 Pages --------- --- --- - ------------------------------------------------------------------------------- (1) Names of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons Delise F. Sartini ###-##-#### - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member (a) / / of a Group* (b) /x/ - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds* - ------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization United States - ------------------------------------------------------------------------------- Number of Shares (7) Sole Voting Power Beneficially Owned 73,585 by Each Reporting -------------------------------------------------- Person With (8) Shared Voting Power 4,007,422 -------------------------------------------------- (9) Sole Dispositive Power 73,585 -------------------------------------------------- (10) Shared Dispositive Power 4,007,422 - ------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 4,081,007 - ------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares* - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 10.1% - ------------------------------------------------------------------------------- (14) Type of Reporting Person* IN - ------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! CUSIP No. 857689103 13D Page 6 of 13 Pages --------- --- --- ITEM 1. SECURITY AND ISSUER: TITLE AND CLASS OF EQUITY SECURITIES: Common Stock, par value $.01 per share NAME AND ADDRESS OF ISSUER: Station Casinos, Inc., 2411 West Sahara Avenue, Las Vegas, Nevada 89102 This Amendment No. 3 to Schedules 13D filed June 10, 1993 for each of Frank J. Fertitta III, Lorenzo J. Fertitta, Blake L. Sartini and Delise F. Sartini (the "Reporting Persons") is made to reflect the decrease in beneficial ownership by the Reporting Persons as a result of certain open market dispositions of stock since the date of the Amendment No. 2 to the Schedules 13D filed April 17, 2000. ITEM 2. IDENTITY AND BACKGROUND (i) (A) NAME: Frank J. Fertitta III (B) BUSINESS ADDRESS: 2411 West Sahara Avenue, Las Vegas, Nevada 89102 (C) PRINCIPAL OCCUPATION AND BUSINESS ADDRESS: President and Chief Executive Officer, Station Casinos, Inc., 2411 West Sahara Avenue, Las Vegas, Nevada 89102 (D) CRIMINAL PROCEEDINGS: No (E) CIVIL PROCEEDINGS: No (F) CITIZENSHIP: United States (ii) (A) NAME: Lorenzo J. Fertitta (B) BUSINESS ADDRESS: 2411 West Sahara Avenue, Las Vegas, Nevada 89102 (C) PRINCIPAL OCCUPATION AND BUSINESS ADDRESS: Director, Station Casinos, Inc., 2411 West Sahara Avenue, Las Vegas, Nevada 89102 (D) CRIMINAL PROCEEDINGS: No (E) CIVIL PROCEEDINGS: No (F) CITIZENSHIP: United States (iii) (A) NAME: Blake L. Sartini (B) BUSINESS ADDRESS: 2411 West Sahara Avenue, Las Vegas, Nevada 89102 CUSIP No. 857689103 13D Page 7 of 13 Pages --------- --- --- (C) PRINCIPAL OCCUPATION AND BUSINESS ADDRESS: Chief Operating Officer, Station Casinos, Inc., 2411 West Sahara Avenue, Las Vegas, Nevada 89102 (D) CRIMINAL PROCEEDINGS: No (E) CIVIL PROCEEDINGS: No (F) CITIZENSHIP: United States (iv) (A) NAME: Delise F. Sartini (B) BUSINESS ADDRESS: 2411 West Sahara Avenue, Las Vegas, Nevada 89102 (C) PRINCIPAL OCCUPATION AND BUSINESS ADDRESS: Director, Station Casinos, Inc., 2411 West Sahara Avenue, Las Vegas, Nevada 89102 (D) CRIMINAL PROCEEDINGS: No (E) CIVIL PROCEEDINGS: No (F) CITIZENSHIP: United States ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION See Item 5(c) below. ITEM 4. PURPOSE OF TRANSACTION The securities reported are being held by the Reporting Persons for investment purposes. The Reporting Persons may make additional sales from time to time, subject to applicable law. Any decision to make such additional sales will depend, however, on various factors, including without limitation, the price of the common stock, stock market conditions and the business prospects of the issuer. At any time, the Reporting Persons may also determine to purchase additional common stock depending on various similar considerations, subject to applicable law. Other than as set forth above, the Reporting Persons have no plans or proposals which relate to or would result in any of the matters specified in Item 4 of Form 13D. CUSIP No. 857689103 13D Page 8 of 13 Pages --------- --- --- ITEM 5. INTEREST IN SECURITIES OF THE ISSUER FRANK J. FERTITTA III (A) AGGREGATE SHARES AND PERCENTAGE BENEFICIALLY OWNED: 6,608,838 (15.6%) (B) SOLE VOTING AND DISPOSITIVE POWER: 6,608,838 SHARED VOTING AND DISPOSITIVE POWER: -0- (C) TRANSACTIONS EFFECTED DURING PAST SIXTY DAYS: On April 12, 2000, Mr. Frank J. Fertitta III sold 203,300 shares of common stock in an open market sale at a price of $26.97 per share. On April 13, 2000, Mr. Fertitta sold 1,700 shares of common stock in an open market sale at a price of $25.50 per share. On April 14, 2000, Mr. Fertitta sold 19,508 shares of common stock in an open market sale at a price of $25.00 per share. On April 17, 2000, Mr. Fertitta sold 42,900 shares of common stock in an open market sale at a price of $25.0077 per share. On April 18, 2000, Mr. Fertitta sold 53,300 shares of common stock in an open market sale at a price of $25.0402 per share. On April 19, 2000, Mr. Fertitta sold 103,600 shares of common stock at a price of $24.2326 per share. On April 20, 2000, Mr. Fertitta sold 92,100 shares of common stock in open market transactions at prices ranging from $24.625 to $25.75 per share. LORENZO J. FERTITTA (A) AGGREGATE SHARES AND PERCENTAGE BENEFICIALLY OWNED: 4,271,494 (10.6%) (B) SOLE VOTING AND DISPOSITIVE POWER: 4,271,494 SHARED VOTING AND DISPOSITIVE POWER: -0- (C) TRANSACTIONS EFFECTED DURING PAST SIXTY DAYS: On April 12, 2000, Mr. Lorenzo J. Fertitta sold 203,400 shares of common stock in an open market sale at a price of $26.97 per share. On April 13, 2000, Mr. Fertitta sold 1,700 shares of common stock in an open market sale at a price of $25.50 per share. On April 14, 2000, Mr. Fertitta sold 19,508 shares of common stock in an open market sale at a price of $25.00 per share. On April 17, 2000, Mr. Fertitta sold 42,900 shares of common stock in an open market sale at a price of $25.0077 per share. On April 18, 2000, Mr. Fertitta sold 53,300 shares of common stock in an open market sale at a price of $25.0402 per share. On April 19, 2000, Mr. Fertitta sold 103,600 shares of common stock at a price of $24.2326 per share. On April 20, 2000, Mr. Fertitta sold 92,000 shares of common stock in open market transactions at prices ranging from $24.625 to $25.75 per share. BLAKE L. SARTINI (A) AGGREGATE SHARES AND PERCENTAGE BENEFICIALLY OWNED: 4,837,985 (11.7%) (B) SOLE VOTING AND DISPOSITIVE POWER: 830,563 SHARED VOTING AND DISPOSITIVE POWER: 4,007,422 (C) TRANSACTIONS EFFECTED DURING PAST SIXTY DAYS: On April 12, 2000, Mr. Blake L. Sartini and Delise F. Sartini sold 203,300 shares of common stock in an open market sale at a price of $26.97 per share. On April 13, 2000, Mr. and Mrs. Sartini sold 1,800 shares of common stock in an open market sale at a price of $25.50 per share. On April 14, 2000, Mr. and Mrs. Sartini sold 19,508 shares of common stock in an open market sale at a price of $25.00 per share. On April 17, 2000, Mr. and Mrs. Sartini sold 42,800 shares of common stock in an open market sale at a price of $25.0077 per share. On April 18, 2000, Mr. and Mrs. Sartini sold 53,300 shares of common stock at a price of $25.0402 per share. On April 19, 2000, Mr. and Mrs. Sartini sold 103,600 shares of common stock at a price of $24.2326 per share. On April 20, 2000 Mr. and Mrs. Sartini sold 92,100 shares of common stock in open market transactions at prices ranging from $24.625 to $25.75 per share. CUSIP No. 857689103 13D Page 9 of 13 Pages --------- --- --- DELISE F. SARTINI (A) AGGREGATE SHARES AND PERCENTAGE BENEFICIALLY OWNED: 4,081,007 (10.1%) (B) SOLE VOTING AND DISPOSITIVE POWER: 73,585 SHARED VOTING AND DISPOSITIVE POWER: 4,007,422 (C) TRANSACTIONS EFFECTED DURING PAST SIXTY DAYS: On April 12, 2000, Mr. Blake L. Sartini and Delise F. Sartini sold 203,300 shares of common stock in an open market sale at a price of $26.97 per share. On April 13, 2000, Mr. and Mrs. Sartini sold 1,800 shares of common stock in an open market sale at a price of $25.50 per share. On April 14, 2000, Mr. and Mrs. Sartini sold 19,508 shares of common stock in an open market sale at a price of $25.00 per share. On April 17, 2000, Mr. and Mrs. Sartini sold 42,800 shares of common stock in an open market sale at a price of $25.0077 per share. On April 18, 2000, Mr. and Mrs. Sartini sold 53,300 shares of common stock at a price of $25.0402 per share. On April 19, 2000, Mr. and Mrs. Sartini sold 103,600 shares of common stock at a price of $24.2326 per share. On April 20, 2000 Mr. and Mrs. Sartini sold 92,100 shares of common stock in open market transactions at prices ranging from $24.625 to $25.75 per share. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. None. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS None. CUSIP No. 857689103 13D Page 10 of 13 Pages --------- --- --- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: April 20, 2000 By: /s/ Frank J. Fertitta III --------------------------- Name: Frank J. Fertitta III ------------------------------ (Name/Title) CUSIP No. 857689103 13D Page 11 of 13 Pages --------- --- --- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: April 20, 2000 By: /s/ Lorenzo J. Fertitta --------------------------- Name: Lorenzo J. Fertitta ------------------------------ (Name/Title) CUSIP No. 857689103 13D Page 12 of 13 Pages --------- --- --- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: April 20, 2000 By: /s/ Blake L. Sartini --------------------------- Name: Blake L. Sartini ------------------------------ (Name/Title) CUSIP No. 857689103 13D Page 13 of 13 Pages --------- --- --- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: April 20, 2000 By: /s/ Delise F. Sartini --------------------------- Name: Delise F. Sartini ------------------------------ (Name/Title) -----END PRIVACY-ENHANCED MESSAGE-----